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Christopher George Bradley

Guggenheim Investments

New York, NY

Houston, TX

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-12
IL RA APPROVED 2014-03-04
  • TX RA
    APPROVED
    Since 2025-02-12
  • IL RA
    APPROVED
    Since 2014-03-04

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Claymore Securities, Inc. Lisle IL 11/2009 Present
  • 11/2009 → Present
    Claymore Securities, Inc.
    Lisle, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-12-11
S65 Uniform Investment Adviser Law Examination 1996-07-02
  • S63 Uniform Securities Agent State Law Examination
    2009-12-11
  • S65 Uniform Investment Adviser Law Examination
    1996-07-02
Other Names
  • Chris Bradley
  • Christopher G Bradley

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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