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Nwm Advisors, LLC CRD 283714
$329M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
735 Tank Farm Road Suite 250, San Luis Obispo, CA 93401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-06 |
| TX | RA | APPROVED_RES | 2016-06-06 |
Branch Locations
735 Tank Farm Road Suite 250, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | San Luis Obispo | CA | 12/1996 | 11/2017 |
| Nichols Wealth Management, Inc | San Luis Obispo | CA | 12/1996 | 12/2019 |
| Nwm Advisors, Llc | San Luis Obispo | CA | 06/2016 | Present |
K2 Land Management, LLC; Not Investment Related; 4385 Santa Fe Rd, San Luis Obispo, CA 93401 - Other-Business Owner - Started 04/10/12 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-05-20 |
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