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James Francis Austin

Truist Advisory Services, Inc.

Asheville, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-01
NC RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2026-05-01
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

301 College St Ste 210, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Asheville NC 08/2014 Present
Truist Investment Services, Inc. Asheville NC 02/2021 Present
Truist Advisory Services, Inc. Asheville NC 02/2021 Present
  • 08/2014 → Present
    Bb&T Securities, Llc
    Asheville, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Asheville, NC
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Asheville, NC
Previous Registrations
  • 2014-08-04 → 2021-02-17
    Bb&T Securities, Llc
    Asheville, NC
    Richmond, VA
  • 2002-06-18 → 2014-08-04
    First Citizens Investor Services, Inc.
    Arden, NC
    Asheville, NC
    Asheville, NC
    Asheville, NC
    Arden, NC
  • 2002-06-18 → 2002-06-21
    Wachovia Securities, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-03
S63 Uniform Securities Agent State Law Examination 1993-07-09
  • S65 Uniform Investment Adviser Law Examination
    1999-09-03
  • S63 Uniform Securities Agent State Law Examination
    1993-07-09
Other Names
  • Jim Austin

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

JAMES TURNER NORRIS
LAURENCE J CASPER
DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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