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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-11-21 |
Branch Locations
10 Brook Street Suite 290, Asheville, NC 28803 • United States
Hendersonville, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co., Inc | Asheville | NC | 12/2015 | Present |
1. BOARD MEMBER ON HENDERSON TOURISM DEVELOPMENT AUTHORITY. NOT INVESTMENT RELATED-HENDERSON COUNTY-1 HISTORIC COURTHOUSE SQUARE, SUITE 1, HENDERSONVILLE, NC 28792-AS A BOARD MEMBER I OVERSEE TOURISM DEVELOPMENT IN HENDERSON COUNTY. -WAS APPOINTED TO POSITION JUNE 5, 2017- MONTHLY BOARD MEETINGS - APPROXIMATELY 1 HOUR A MONTH 2. RED CARDINAL GROUP LLC-718-9TH AVE, HENDERSONVILLE,NC-NOT INVESTMENT RELATED-FAMILY HOME/RENTAL CO-OWNER AUGUST 2021. 0-1/2 HOUR A MONTH 0 HOURS DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
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