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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-03-24
  • NC RA
    APPROVED
    Since 2009-03-24

Branch Locations

10 Brook Street Suite 290, Asheville, NC 28803 • United States

Fletcher, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Ashville NC 03/2009 Present
  • 03/2009 → Present
    Oppenheimer & Co
    Ashville, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-30
S66 Uniform Combined State Law Examination 1998-04-06
  • S65 Uniform Investment Adviser Law Examination
    2002-09-30
  • S66 Uniform Combined State Law Examination
    1998-04-06
Other Names
  • Jonathan T Payne
  • Travis Payne

View on SEC IAPD

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