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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-08
  • TX RA
    APPROVED
    Since 2012-10-08

Branch Locations

5847 San Felipe Street Ste 3900, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Houston TX 10/2012 Present
  • 10/2012 → Present
    Raymond James & Associates
    Houston, TX
Previous Registrations
  • 1998-10-01 → 2013-03-14
    Morgan Keegan & Company, Llc
    Memphis, TN
    Houston, TX
    Houston, TX
Other Businesses

Name of Business: Houston Furniture Bank Address: 8220 Mosley Rd , Houston, TX, 77075, United States Activity Type: Non profit Position/Title: Chairman of the Board Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Chairman of the Board / oversee board activities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-04
S63 Uniform Securities Agent State Law Examination 1993-04-28
  • S66 Uniform Combined State Law Examination
    2002-06-04
  • S63 Uniform Securities Agent State Law Examination
    1993-04-28
Other Names
  • Hal Lynde

View on SEC IAPD

Other Firms

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