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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-03 |
| WI | RA | APPROVED | 2009-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2009 | Present |
1)INDEPENDENT INSURANCE AGENT, 2555 E CALUMET ST, APPLETON, WI, 6/1998 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 10/TRADING. 2)WATERMARK TAX SERVICE, 2555 E CALUMENT ST, APPLETON, WI 54915. BEGAN 6/99 AS OWNER OF TAX PREP. NOT INVEST RELATED. DEVOTES 660 HRS/YR 260/TRADE. 3)WATERMARK PROPERTIES/CALUMET PROPERTIES, 2555 E CALUMET ST, APPLETON, WI 54915, CO-OWNER SINCE 11/1/04, NONINVESTMENT RELATED, 10 HOURS PER YEAR DURING TRADING HOURS. 4)WATERMARK FINANCIAL SERVICES, 2555 E CALUMET ST, APPLETON, WI, SINCE 6/1997 AS PRESIDENT OF SECURITIES DBA. INV REL - DEVOTES 30 HR/YR - 8 HR/TRADING. 5)CIRA- 1776 Pleasant Plain Road, Fairfield IA, 52556. Advisory Rep of a Registered Investment Advisor. investment related, 23/weekly, 6/trading. See employment history for start date 6)CALUMET PROPERTIES, 2555 E CALUMET ST, APPLETON, WI, 6/2006, OWNER OF OFFICE BUILDING, NIR, 25HRS/YR, 2=10HRS/TRADING. 7)SELF-STOR, LLC, 2555 E Calumet St, Appleton WI 54915, United States, 02/10/2020, Owner, Real Estate, NIR, 6 HR/MO - 0 HR/MO TRADING 8)HOME TOWN SECURE LLC, 2555 E Calumet St, Appleton WI 54915-4748, United States, 02/01/2025, Owner, Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING 9)JULE B BUTLER, 2555 E Calumet St, Appleton WI 54915-4748, 04/2025, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO, 1 HR/MO TRADING. 10) ATERMARK PROPERTIES, LLC, 2565 E Calumet St, Appleton WI 54915, United States, 06/2006, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO – 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-10 |
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