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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-03
WI RA APPROVED 2009-08-26
  • TX RA
    APPROVED_RES
    Since 2017-01-03
  • WI RA
    APPROVED
    Since 2009-08-26

Branch Locations

2555 E Calumet St, Appleton, WI 54915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2009 Present
Previous Registrations
  • 2009-01-27 → 2009-08-26
    Mutual Service Corporation
    Appleton, WI
    Appleton, WI
Other Businesses

1)INDEPENDENT INSURANCE AGENT, 2555 E CALUMET ST, APPLETON, WI, 6/1998 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 10/TRADING. 2)WATERMARK TAX SERVICE, 2555 E CALUMENT ST, APPLETON, WI 54915. BEGAN 6/99 AS OWNER OF TAX PREP. NOT INVEST RELATED. DEVOTES 660 HRS/YR 260/TRADE. 3)WATERMARK PROPERTIES/CALUMET PROPERTIES, 2555 E CALUMET ST, APPLETON, WI 54915, CO-OWNER SINCE 11/1/04, NONINVESTMENT RELATED, 10 HOURS PER YEAR DURING TRADING HOURS. 4)WATERMARK FINANCIAL SERVICES, 2555 E CALUMET ST, APPLETON, WI, SINCE 6/1997 AS PRESIDENT OF SECURITIES DBA. INV REL - DEVOTES 30 HR/YR - 8 HR/TRADING. 5)CIRA- 1776 Pleasant Plain Road, Fairfield IA, 52556. Advisory Rep of a Registered Investment Advisor. investment related, 23/weekly, 6/trading. See employment history for start date 6)CALUMET PROPERTIES, 2555 E CALUMET ST, APPLETON, WI, 6/2006, OWNER OF OFFICE BUILDING, NIR, 25HRS/YR, 2=10HRS/TRADING. 7)SELF-STOR, LLC, 2555 E Calumet St, Appleton WI 54915, United States, 02/10/2020, Owner, Real Estate, NIR, 6 HR/MO - 0 HR/MO TRADING 8)HOME TOWN SECURE LLC, 2555 E Calumet St, Appleton WI 54915-4748, United States, 02/01/2025, Owner, Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING 9)JULE B BUTLER, 2555 E Calumet St, Appleton WI 54915-4748, 04/2025, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO, 1 HR/MO TRADING. 10) ATERMARK PROPERTIES, LLC, 2565 E Calumet St, Appleton WI 54915, United States, 06/2006, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO – 1 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-10
  • S63 Uniform Securities Agent State Law Examination
    1993-06-10

View on SEC IAPD

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