Thomas Michael Mack

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-18

TX RA
APPROVED

Since 2014-07-18

Branch Locations

1 Riverway Ste 900, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jeff Reeter	Houston	TX	06/2014	Present
Northwestern Mutual Investment Services Llc	Houston	TX	07/2014	Present

06/2014 → Present

Jeff Reeter

Houston, TX
07/2014 → Present

Northwestern Mutual Investment Services Llc

Houston, TX

Previous Registrations

2011-05-17 → 2014-06-23

Wells Fargo Clearing Services, Llc

Punta Gorda, FL

Venice, FL
2010-08-31 → 2011-05-16

Jhs Capital Advisors, Llc

Little Rock, AR

Tampa, FL
2009-06-01 → 2010-09-20

Morgan Stanley

Little Rock, AR
2004-09-14 → 2009-06-01

Citigroup Global Markets Inc.

Little Rock, AR
2002-09-19 → 2004-10-01

Ubs Financial Services Inc.

Lexington, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-31
S63	Uniform Securities Agent State Law Examination	1993-08-10

S65 Uniform Investment Adviser Law Examination

1994-03-31
S63 Uniform Securities Agent State Law Examination

1993-08-10

Other Names

Tom Mack

View on SEC IAPD

Current Employers

Northwestern Mutual Investment Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews