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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2022-05-16

Branch Locations

5775 N Sam Houston Pkwy W, Houston, TX 77086 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 12/2010 08/2021
Bbva Wealth Solutions Inc. Houston TX 01/2011 08/2021
Bbva Securities Inc. Houston TX 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 02/2011 08/2021
Paul Marston The Woodlands TX 01/2005 05/2022
Pnc Investments Houston TX 08/2021 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 05/2022 Present
Bank Of America, N.A. Houston TX 07/2022 Present
  • 12/2010 → 08/2021
    Compass Bank
    Birmingham, AL
  • 01/2011 → 08/2021
    Bbva Wealth Solutions Inc.
    Houston, TX
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Houston, TX
  • 02/2011 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 01/2005 → 05/2022
    Paul Marston
    The Woodlands, TX
  • 08/2021 → 05/2022
    Pnc Investments
    Houston, TX
  • 05/2022 → Present
    Houston, TX
  • 07/2022 → Present
    Bank Of America, N.A.
    Houston, TX
Previous Registrations
  • 2021-08-18 → 2022-05-17
    Cypress, TX
    Houston, TX
    The Woodlands, TX
    Spring, TX
    Spring, TX
    Spring, TX
  • 2011-01-24 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-07-26 → 2010-12-03
    Bb&T Investment Services, Inc.
    Atlanta, GA
    Charlotte, NC
    Atlanta, GA
    Dunwoody, GA
    Atlanta, GA
    Dunwoody, GA
  • 2009-12-15 → 2010-05-03
    Osaic Fs, Inc.
    Woodstock, GA
    Winston Salem, NC
    Woodstock, GA
Other Businesses

PAUL MARSTON / 95 RUSH HAVEN DRIVE, THE WOODLANDS, TX 77381 / FOR PROFIT / HEALTH INSURANCE / AGENT / 1/1/2005 / NOT INVESTMENT RELATED / PASSIVE, RECEIVE RENEWALS ON ONE LARGE ACCOUNT / O HOURS DURING OR AFTER TRADING HOURS /// PAUL MARSTON POSITION: Agent NATURE: HEALTH INSURANCE AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 95 RUSH HAVEN DRIVE, THE WOODLANDS TX 77381 DESCRIPTION: PASSIVE, RECEIVE RENEWALS ON ONE LARGE ACCOUNT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-25
S63 Uniform Securities Agent State Law Examination 1993-05-06
  • S66 Uniform Combined State Law Examination
    2009-09-25
  • S63 Uniform Securities Agent State Law Examination
    1993-05-06
Other Names
  • Paul J Marston
  • Paul Marston

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