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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-27 |
| PA | RA | APPROVED | 2016-08-02 |
| CT | RA | APPROVED | 2015-10-21 |
| TX | RA | APPROVED_RES | 2014-03-31 |
| OH | RA | APPROVED | 2014-03-05 |
Branch Locations
4242 Six Forks Rd, Raleigh, NC 27609 • United States
6000 Fairview Rd, Charlotte, NC 28210 • United States
Sunbury, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 02/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-12 |
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