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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-04-14 |
| MD | RA | APPROVED | 2010-10-25 |
Branch Locations
30 West Patrick Street Suite 700, Frederick, MD 21701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Frederick | MD | 10/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. SPECIALIZED ENGINEERING, INC. , CONSTRUCTION SERVICES- 4845 INTERNATIONAL BOULEVARD, STE 104, FREDERICK, MD 21703- DIRECTOR, SERVE ON BOARD OF DIRECTORS IN ADVISORY CAPACITY ON 2 COMMITTEES: OFFICER COMPENSATION, STRATEGIC PLANNING I WILL NOT GIVE ANY INVESTMENT ADVICE OR RECOMMENDATIONS- 3 HOURS PER QUARTER, 0 DURING TRADING HOURS, 0 SHARES HELD- NON INVESTMENT RELATED 2. *456499 - Frederick Health; Investment related -No; Frederick, Maryland; Health and Welfare, Medical; Board Member, Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 4; Business Development/Growth, Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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