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James Janeczek

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CT RA APPROVED 2016-06-17
TX RA APPROVED 2016-06-17
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2016-06-17
  • TX RA
    APPROVED
    Since 2016-06-17

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2016 Present
  • 06/2016 → Present
    New York, NY
  • 06/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2014-05-12 → 2016-06-02
    Lebenthal Wealth Advisors, Llc
    New York, NY
  • 2014-04-01 → 2014-06-26
    Lebenthal Asset Management, Llc
    New York, NY
  • 2011-03-14 → 2014-04-07
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-21
S63 Uniform Securities Agent State Law Examination 2007-05-09
  • S66 Uniform Combined State Law Examination
    2012-04-21
  • S63 Uniform Securities Agent State Law Examination
    2007-05-09
Other Names
  • Jimmy E Janeesek
  • Jimmy E Janeczek
  • Jimmy Edward Janeczek
  • Jimmy Janeczek

View on SEC IAPD

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