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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1997-12-08
  • FL RA
    APPROVED
    Since 1997-12-08

Branch Locations

7331 Office Park Place, Ste 3, Melbourne, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Melbourne FL 12/1997 Present
Other Businesses

1. 4/1/2002 - REAL ESTATE RENTAL - OFFICE CONDO - LEASE UP TO 5 OFFICES. - MELBOURNE, FL. 2. 12/11/2020 - Viera East CDD - Not Investment Related - 1964 Golf Vista Blvd, Viera Fl 32955 - Non-Profit Board Member - Supervisor - Started 11/19/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Elected Official (Supervisor) for VIERA EAST Community Development District Supervisor. Supervisor of special purpose government (similar to Home Owners Association but with taxing authority). Responsible for Trails, Nature Preserves, Stormwater Mgmt. and community property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-22
S63 Uniform Securities Agent State Law Examination 1993-07-07
  • S66 Uniform Combined State Law Examination
    2000-02-22
  • S63 Uniform Securities Agent State Law Examination
    1993-07-07
Designations
Other Names
  • Rob Dale
  • Robert Sherwin Dale
  • Robert S Dale
  • Robert S Dale, Cfp

View on SEC IAPD

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