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Jolene Kay Miles

Robert W. Baird & Co. Incorporated

Raleigh, NC

Charleston, SC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-10-05
IL RA APPROVED 2010-06-23
  • NC RA
    APPROVED
    Since 2010-10-05
  • IL RA
    APPROVED
    Since 2010-06-23

Branch Locations

3600 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States

25 Calhoun Street Suite 200, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Raleigh NC 05/2010 Present
  • 05/2010 → Present
    Robert W. Baird
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
S65 Uniform Investment Adviser Law Examination 1998-07-06
S63 Uniform Securities Agent State Law Examination 1994-09-07
  • S66 Uniform Combined State Law Examination
    2010-10-01
  • S65 Uniform Investment Adviser Law Examination
    1998-07-06
  • S63 Uniform Securities Agent State Law Examination
    1994-09-07
Other Names
  • Jolene Miles
  • Jolene Kay Hammel

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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