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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-10 |
Branch Locations
162 W. Mill Street, New Braunfels, TX 78130 • United States
3402 John Stockbauer Dr., Victoria, TX 77901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | New Braunfels | TX | 07/1999 | 01/2025 |
| Cetera Investment Advisers Llc | Victoria | TX | 01/2014 | 01/2025 |
| Prosperity Bank | Victoria | TX | 07/1999 | 10/2016 |
| Lpl Financial Llc | New Braunfels | TX | 01/2025 | Present |
1. 01/08/2025- Horelka Investment Services Inc- Business Entity For Tax/Investment Purposes Only- TX 78130- Non Inv Rel- 80 Hrs Per Mnth- 20 Hrs During Trading- Start Date 01/02/2014 2. 01/08/2025- 4LIFE Wealth Advisors - DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 11/22/2024 - 160 hrs per month 3. 01/08/2025- Moxie Properties II, LLC- Real Estate Rental- Inv Rel- Start Date 02/01/2014 4. 01/08/2025- Non-Variable Insurance-New Braunfels TX 78130- Inv Rel- Start Date 01/07/2025 - 10% Time Spent 5. 01/08/2025- CH4 Properties- Real Estate Rental- Inv Rel- TX 78130- Start Date 01/02/2015 6. 01/08/2025- GR12 Properties, LLC- Real Estate Rental- Inv Rel- New Braunfels TX 78130 - Start Date 02/01/2021 7. 01/08/2025- RCT2 Windmill Lease LLC- Sublease hunting land - Real Estate Rental- Inv Rel- New Braunfels TX 78130- Start Date 01/02/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-24 |
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