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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-31 |
| TN | RA | APPROVED | 2025-06-27 |
Branch Locations
1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Nashville | TN | 06/2014 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brentwood | TN | 06/2019 | 06/2025 |
| Bank Of America, N. A. | Brentwood | TN | 08/2019 | 06/2025 |
| Baird | Nashville | TN | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-22 |
| S65 | Uniform Investment Adviser Law Examination | 2008-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-20 |
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