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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-10
NY RA APPROVED 2021-04-19
CT RA APPROVED 2017-01-18
  • TX RA
    APPROVED_RES
    Since 2021-06-10
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2017-01-18

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed New York NY 01/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 12/2016 Present
Bank Of America, N.A Garden City NY 04/2017 Present
Other Businesses

I*4081269, Entity Type: , Name of OBA: J R G TTEE J C G TTEE U/A DTD 01/02/2026 , Address: Bethpage, New York, 11714, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 03/18/2026, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-17
S63 Uniform Securities Agent State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2017-01-17
  • S63 Uniform Securities Agent State Law Examination
    2014-06-20
Other Names
  • James R Gallego

View on SEC IAPD

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