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Michael Dewayne Richman

Oppenheimer Asset Management

Carmel, IN

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Current Employers
Oppenheimer Asset Management

85 Broad Street, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-05
IN RA APPROVED 2026-01-05
MI RA APPROVED 2026-01-05
IL RA APPROVED 2007-01-11
  • CA RA
    APPROVED
    Since 2026-01-05
  • IN RA
    APPROVED
    Since 2026-01-05
  • MI RA
    APPROVED
    Since 2026-01-05
  • IL RA
    APPROVED
    Since 2007-01-11

Branch Locations

630 West Carmel Drive Suite 250, Carmel, IN 46039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Indianapolis IN 06/2005 Present
Oppenheimer Investment Management , Inc. Indianapolis IN 06/2005 Present
  • 06/2005 → Present
    Oppenheimer & Co. Inc.
    Indianapolis, IN
  • 06/2005 → Present
    Oppenheimer Investment Management , Inc.
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-02
  • S63 Uniform Securities Agent State Law Examination
    1993-06-02
Designations
Other Names
  • Mike Richman
  • Michael D Richman

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC
ARCHER INVESTMENT CORPORATION

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN

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