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330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2010-10-26 |
Branch Locations
330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
Stevensville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rydex Distributors, Inc. | Rocville | MD | 10/2002 | Present |
| Guggenheim Funds Distributors, Llc | Lisle | IL | 03/2014 | Present |
Rental Investment Property; Non-investment related; 709 Chesapeake Drive, Stevensville, MD; Investment Property; Employee/Family Owned; 8/26/2022; 2 Hours per month; 0 during trading hours; Owner, Glidersleeve Holdings, ; investment-related, 119 Queens Colony High Road; an LLC established to hold real estate rental homes; role is a Partner/Owner; 11/6/2023; 10 hours per month; 0 during business hours; Owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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