Albert Hale Hooper

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-07-13
TX	RA	APPROVED_RES	2017-04-20
TN	RA	APPROVED	2004-03-22

FL RA
APPROVED

Since 2017-07-13
TX RA
APPROVED_RES

Since 2017-04-20
TN RA
APPROVED

Since 2004-03-22

Branch Locations

1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co.	Nashville	TN	11/2001	Present

11/2001 → Present

Robert W. Baird & Co.

Nashville, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-15
S63	Uniform Securities Agent State Law Examination	1993-04-27

S65 Uniform Investment Adviser Law Examination

1999-11-15
S63 Uniform Securities Agent State Law Examination

1993-04-27

Other Names

Albert Hale Iii Hooper

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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