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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 09/2022 |
| Jordan Credit Union | Murray | UT | 02/2018 | 09/2022 |
| Jordan Investment Services | Murray | UT | 02/2018 | 09/2022 |
| Lpl Financial Llc | Murray | UT | 09/2022 | Present |
1. 09/30/2022 - JN FINANCIAL GROUP, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ MURRAY, UT 2. 01/01/2019 - JOHN & TRACY NEUENSWANDER/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 352 BROOKVIEW RD, LINDON, UT 84042 3. 09/01/1998 - JOHN NEUENSWANDER/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ MURRAY, UT 4. 09/24/2024 - Desert Ridge Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/30/2024 - 40 Hours Per Month/ 30 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-14 |
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