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John Ben Neuenswander

LPl Financial LLC

Murray, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-09-30
  • UT RA
    APPROVED
    Since 2022-09-30

Branch Locations

181 E 5600 S Ste 100, Murray, UT 84107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 09/2022
Jordan Credit Union Murray UT 02/2018 09/2022
Jordan Investment Services Murray UT 02/2018 09/2022
Lpl Financial Llc Murray UT 09/2022 Present
  • 01/2013 → 09/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2018 → 09/2022
    Jordan Credit Union
    Murray, UT
  • 02/2018 → 09/2022
    Jordan Investment Services
    Murray, UT
  • 09/2022 → Present
    Murray, UT
Previous Registrations
  • 2010-07-06 → 2022-10-03
    Cetera Wealth Services, Llc
    Provo, UT
    Murray, UT
    American Fork, UT
    Sandy, UT
    Pleasant Grove, UT
    Murray, UT
  • 2010-01-27 → 2010-06-22
    Salt Lake City, UT
  • 2003-06-10 → 2010-02-01
    Cetera Wealth Services, Llc
    Murray, UT
    Salt Lake City, UT
    Bountiful, UT
  • 2001-08-24 → 2003-06-05
    Cuna Brokerage Services, Inc.
    Salt Lake City, UT
Other Businesses

1. 09/30/2022 - JN FINANCIAL GROUP, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ MURRAY, UT 2. 01/01/2019 - JOHN & TRACY NEUENSWANDER/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 352 BROOKVIEW RD, LINDON, UT 84042 3. 09/01/1998 - JOHN NEUENSWANDER/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 5%/ MURRAY, UT 4. 09/24/2024 - Desert Ridge Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/30/2024 - 40 Hours Per Month/ 30 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-09
S63 Uniform Securities Agent State Law Examination 1993-04-14
  • S66 Uniform Combined State Law Examination
    2001-08-09
  • S63 Uniform Securities Agent State Law Examination
    1993-04-14

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