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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-06-05
TX RA APPROVED_RES 2022-04-26
MN RA APPROVED 2013-12-16
  • WY RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED_RES
    Since 2022-04-26
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

7650 Edinborough Way Ste 225, Edina, MN 55435 • United States

Lead, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edina MN 02/2009 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Other Businesses

Business Ownership; BlueStone Enterprises, LLC; cosmetic sales; Personal care product sales; 20896 Morning Star Road, , Lead, SD, 57754; Not Investment-Related; 07/07/2007; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Other Names
  • Lisa Ann Czech

View on SEC IAPD

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