Michael David Riley

Current Employers

Employment History

• 10/1993 → 10/2024
  Mutual Trust Co. Of America Securities
  Clearwater, FL
• 09/2005 → 08/2025
  Mutual Trust Asset Management, Inc.
  Clearwater, FL
• 10/2024 → 08/2025
  Calton & Associates, Inc.
  Tampa, FL
• 08/2025 → Present
  The Leaders Group Inc
  Summit, NJ
• 01/1998 → Present
  Estate & Retirement Resources
  Ocala, FL
• 08/2025 → Present
  Simplicity Wealth
  Summit, NJ

Previous Registrations

• 2024-12-11 → 2025-08-08
  Mutual Trust Asset Mgmt., Inc.
  Tampa, FL
  Ocala, FL
• 2005-09-26 → 2024-10-28
  Mutual Trust Asset Mgmt., Inc.
  Tampa, FL
• 2005-09-26 → 2010-12-31
  Mutual Trust Asset Mgmt., Inc.
  Ocala, FL

Other Businesses

Estate & Retirement Resources; investment related; 7500 SW 61st Avenue, Suite 700, Ocala, FL 34476 ; 1/1/98; Owner/Partner, Offers estate and financial planning and fixed insurance products, including the sale of index annuities. Offers tax preparation, 8 hrs/mo; 8 hrs/ (during trading hours). Michael Riley; investment related; 7500 SW 61st Avenue, Suite 700, Ocala, FL 34476 ; 1/1/98; Registered Insurance Agent, Offers estate and financial planning and fixed insurance products, including the sale of index annuities. Offers tax preparation, 8 hrs/mo; 8 hrs/ (during trading hours). AEEA Riley Family LLC; not investment related; 23546 Gracewood Circle, Land O' Lakes, FL 34639; 12/1/25; Owner/Partner, Asset & Estate protection business, 2 hrs/mo; 2 hrs/mo (during trading hours). For asset and estate protections, not for public use. Salvation Army; not investment related; 2901 NE 14th St Ocala, FL 34470; Board Member; 2 hrs/mo; 2 hrs/mo trading hours; Provide oversight and advice for local Salvation Army services. The Leaders Group; investment related; 475 Springfield Ave Summit, NJ 07901; 08/2025; Registered Representative; 20 hrs/mo; 20 hrs/mo trading hours; Financial Adviser. Academy at the Lakes; not investment related; 2331 Collier Parkway Land O' Lakes, FL 34639; 6/1/2011; Board of Trustees; Non-profit organization for secondary education board member. Duties are to provide direction for all business activities related to the daily running of an independent secondary education institution as well as monitoring the future of the school. 2 hours per month during trading hours. The Jasmine Professional Park Association, Inc; not investment related; 7500 SW 61st Ave Ste. 700 Ocala, FL 34476; 05/06/2026; President; 2 hours per month during trading hours; Provides oversight of The Jasmine Professional Park Association, Inc.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-06

Designations

Other Names

• Michael David Riley
• Michael Riley