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Samuel James Conte

Massachusetts Wealth Management, LLC

North Andover, MA

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Current Employers
Massachusetts Wealth Management, Llc

807 Turnpike Street, North Andover, MA 01845 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-01-05
MA RA APPROVED 2012-01-17
  • NH RA
    APPROVED
    Since 2016-01-05
  • MA RA
    APPROVED
    Since 2012-01-17

Branch Locations

807 Turnpike Street, North Andover, MA 01845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Wealth Mgmt. North Andover MA 01/2012 Present
  • 01/2012 → Present
    Massachusetts Wealth Mgmt.
    North Andover, MA
Previous Registrations
  • 2009-01-16 → 2012-01-03
    Andover Equity Associates
    Andover, MA
  • 2006-05-23 → 2008-09-09
    Lpl Financial Llc
    North Andover, MA
  • 2006-09-27 → 2007-12-31
    Massachusetts Wealth Management, Inc
    Andover, MA
    Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-18
S63 Uniform Securities Agent State Law Examination 1993-05-07
  • S66 Uniform Combined State Law Examination
    2006-05-18
  • S63 Uniform Securities Agent State Law Examination
    1993-05-07

View on SEC IAPD

Other Firms

NORTHERN CAPITAL SECURITIES CORPORATION
OSAIC WEALTH, INC.
SIMPSON INVESTMENT COUNSEL
CONNOLLY FINANCIAL ADVISORS, INC.
FOCUS PARTNERS WEALTH, LLC
BRADFORD FINANCIAL SERVICES CORP
STONEX ADVISORS INC.
PFS INVESTMENTS INC.

Other Investors

MANFRED THEODOR BECKMANN
Robert Edward Pickett
JASON DANIEL STUCK
STEPHEN GILBERT RYE
MAURICE JASON KAUFF
DAVID GRANT OLDAKER
Dylan Jacob Fernandez
EDMUND JOSEPH HAUGHEY

Other Offices

NORTHERN CAPITAL SECURITIES CORPORATION · NORTH ANDOVER, MA
OSAIC WEALTH, INC. · NORTH ANDOVER, MA
SIMPSON INVESTMENT COUNSEL · North Andover, MA
CONNOLLY FINANCIAL ADVISORS, INC. · NORTH ANDOVER, MA
CONNOLLY FINANCIAL ADVISORS, INC. · North Andover, MA
FOCUS PARTNERS WEALTH, LLC · NORTH ANDOVER, MA
BRADFORD FINANCIAL SERVICES CORP · North Andover, MA
STONEX ADVISORS INC. · North Andover, MA

More in North Andover, MA

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