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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-01-06 |
| IL | RA | APPROVED | 1999-11-04 |
Branch Locations
170 S Bloomingdale Road #100, Bloomingdale, IL 60108-2948 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bloomingdale | IL | 06/1999 | Present |
1. 1/9/2008 - South Bloomingdale Road Partners - Investment Related - 170 S. Bloomingdale Rd., Bloomingdale, IL 60108 - Real Estate Rental - Time Spent 1% - Own building in which office is located with 5 equal partners that are also LPL reps. 2. 8/20/2009 - Kirkby, Phelan & Assoc FInancial Resources, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 3/18/2010 - Kirkby, Phelan & Associates, CPA - Investment Related - Tax Prep/Accounting/CPA - Time Spent 50% - Basic tax prep. 4. 3/22/2010 - DEK Financial Services, Inc - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 0% - Personal pass thru corp for tax purposes only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-28 |
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