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Kenneth Kestenbaum

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-03
  • NY RA
    APPROVED
    Since 2022-08-03

Branch Locations

270 Park Avenue, New York, NY 10017 • UNITED STATES

277 Park Ave, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 11/2013 11/2020
Jpmorgan Chase Bank Na New York NY 07/2019 06/2021
Jpmorgan Chase Bank, Na. New York NY 08/2021 Present
J.P. Morgan Securities Llc New York NY 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-08
S63 Uniform Securities Agent State Law Examination 1994-01-11
  • S65 Uniform Investment Adviser Law Examination
    1995-03-08
  • S63 Uniform Securities Agent State Law Examination
    1994-01-11
Other Names
  • Kenneth Kestenbaum
  • Kenneth Kestenbaum

View on SEC IAPD

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