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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-21 |
| WA | RA | APPROVED | 2024-05-21 |
Branch Locations
421 West Riverside Avenue Suite 1700, Spokane, WA 99201 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
421 West Riverside Ave St 1700, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macaulay & Assoc. | Spokane | WA | 01/1993 | Present |
| Kms Financial Services, Inc. | Seattle | WA | 03/1993 | 11/2020 |
| Securities America, Inc. | Spokane | WA | 11/2020 | 05/2024 |
| Securities America Advisors, Inc. | Spokane | WA | 11/2020 | 05/2024 |
| Arbor Point Advisors | Spokane | WA | 11/2020 | 05/2024 |
| Lpl Financial Llc | Spokane | WA | 05/2024 | Present |
1)04/16/2024-DBA MACAULAY & ASSOCIATES-DBA for LPL Business (entity for LPL business)-Inv, Related- at reported business location(s)-started date 06/15/1996 2) 04/16/2024-MICHAEL N. MACAULAY & ASSOCIATES, LLC.-Business Entity For Tax/Investment Purposes Only -Not Inv Related -Spokane, WA-Started Date 06/15/1996-160hrs/MTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-02 |
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