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Current Employers
Global Planning Stewards Llc

8550 United Plaza Blvd Ste 702, Baton Rouge, LA 70809 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-05
TX RA APPROVED_RES 2018-04-09
LA RA APPROVED 2017-08-01
  • FL RA
    APPROVED
    Since 2026-03-05
  • TX RA
    APPROVED_RES
    Since 2018-04-09
  • LA RA
    APPROVED
    Since 2017-08-01

Branch Locations

8550 United Plaza Blvd Ste 702, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Multi-Financial Securities Corporation Denver CO 03/2009 Present
Stonex Securities Inc Baton Rouge LA 05/2015 Present
Global Planning Stewards Llc Baton Rouge LA 01/2017 Present
  • 03/2009 → Present
    Multi-Financial Securities Corporation
    Denver, CO
  • 05/2015 → Present
    Stonex Securities Inc
    Baton Rouge, LA
  • 01/2017 → Present
    Baton Rouge, LA
Previous Registrations
  • 2016-06-30 → 2017-07-31
    Birmingham, AL
  • 2009-03-26 → 2016-06-30
    Intl Advisory Consultants Inc.
    Birmingham, AL
    Baton Rouge, LA
  • 2009-03-10 → 2009-03-17
    Cetera Advisors Llc
    Baton Rouge, LA
  • 2000-01-07 → 2009-03-11
    Stanford Group Company
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

1)Global Planning Stewards, LLC Registered Investment Advisor Investment related Managing Partner Account Management 08/01/2017 160 hours spent per month and 130 hours spent during market hours 2) Kiwanis Club of Baton Rouge Baton Rouge, LA Nature of Business: Service organization designed to help under privileged kids in the community Investment Related: Non-Investment Related Start Date: 06/01/2020 Title: I have been elected as an officer of our local club. I will be President Elect for the June 2020 to June 2021 time period. Duties: President Elect schedules speakers for our weekly lunch meetings. President Elect also works with the other officers of the club to provide leadership, and direction, for the club. Officers also approve new members of the club. Hours Devoted to Business: 4 Hours Devoted to Business during Market Hours: 4 3) Licensed Insurance Agent. 5 hours spent per week spent during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-10
S63 Uniform Securities Agent State Law Examination 1993-06-09
  • S65 Uniform Investment Adviser Law Examination
    2001-07-10
  • S63 Uniform Securities Agent State Law Examination
    1993-06-09
Designations
Other Names
  • Gary P Haindel

View on SEC IAPD

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