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8550 United Plaza Blvd Ste 702, Baton Rouge, LA 70809 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-05 |
| TX | RA | APPROVED_RES | 2018-04-09 |
| LA | RA | APPROVED | 2017-08-01 |
Branch Locations
8550 United Plaza Blvd Ste 702, Baton Rouge, LA 70809 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Multi-Financial Securities Corporation | Denver | CO | 03/2009 | Present |
| Stonex Securities Inc | Baton Rouge | LA | 05/2015 | Present |
| Global Planning Stewards Llc | Baton Rouge | LA | 01/2017 | Present |
1)Global Planning Stewards, LLC Registered Investment Advisor Investment related Managing Partner Account Management 08/01/2017 160 hours spent per month and 130 hours spent during market hours 2) Kiwanis Club of Baton Rouge Baton Rouge, LA Nature of Business: Service organization designed to help under privileged kids in the community Investment Related: Non-Investment Related Start Date: 06/01/2020 Title: I have been elected as an officer of our local club. I will be President Elect for the June 2020 to June 2021 time period. Duties: President Elect schedules speakers for our weekly lunch meetings. President Elect also works with the other officers of the club to provide leadership, and direction, for the club. Officers also approve new members of the club. Hours Devoted to Business: 4 Hours Devoted to Business during Market Hours: 4 3) Licensed Insurance Agent. 5 hours spent per week spent during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-09 |
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