Best Investors Account Sign in

Cynthia Ann Speno

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-11-15
  • FL RA
    APPROVED
    Since 2016-11-15

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. Ft. Lauderdale FL 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    Ft. Lauderdale, FL
Other Businesses

TRUSTEE OF THE LAWRENCE MOOCHLER TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-12
S63 Uniform Securities Agent State Law Examination 1997-06-13
  • S66 Uniform Combined State Law Examination
    2016-11-12
  • S63 Uniform Securities Agent State Law Examination
    1997-06-13

View on SEC IAPD

Other Firms

SOUTHOCEAN CAPITAL PARTNERS, LLC
A1A INVESTMENT PARTNERS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
SPIRE WEALTH MANAGEMENT, LLC
MML INVESTORS SERVICES, LLC
LPL FINANCIAL LLC
GQG PARTNERS

Other Investors

ALAN HOWARD BLUESTEIN
Melinda A Gambino
MATTHEW WILLIAM DAMIANO
PAMELA JOY MORELAND
PENELOPE BLAIR
Denise Santoni
SEAN ANTHONY FLETCHER
MATTHEW ALAN SAVARICK

Other Offices

SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL
A1A INVESTMENT PARTNERS, LLC · FORT LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · FT. LAUDERDALE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT LAUDERDALE, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL
SPIRE WEALTH MANAGEMENT, LLC · Fort Lauderdale, FL
UBS FINANCIAL SERVICES INC. · Fort Lauderdale, FL

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor