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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-07 |
Branch Locations
26 Court Street, Brooklyn, NY 11242 • United States
1400 Broadway, 16Th Floor, New York, NY 10018 • USA
1400 Broadway 16Th Floor, New York, NY 10018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Brooklyn | NY | 08/2016 | 05/2018 |
| Signature Securities | New York | NY | 05/2018 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | 06/2026 |
| Flagstar Securities, Inc/Flagstar Bank, N.A. | New York | NY | 07/2026 | Present |
1.) New York Community Bancorp (NYCB - 102 Duffy Avenue, Hicksville, NY 11801) is the parent company for Flagstar Securities, Inc. As such, NYCB (or its affiliates) may pay compensation to the representative including, but not limited to, cash bonuses, equity incentives, and/or referral fees. Title: Group Director Investments - Senior Vice President. Activity is investment related and commenced on 6-1-24. Approximate time required: weekly, includes during trading hours. 2.) Al5X Realty LLC, Position: President, AirBNB Rental Property, Not Investment Related, Fajardo, PR, Start Date: 9-1-25, 0 hours per month dedicated to activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-03 |
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