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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED_RES | 2017-03-30 |
| IA | RA | APPROVED | 1999-12-27 |
Branch Locations
201 First Street Se Suite 610, Cedar Rapids, IA 52401-1540 • United States
Iowa City, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Cedar Rapids | IA | 03/2008 | Present |
(1) LINDAX ENTERPRISES INC; ADDRESS: PRIVATE RESIDENCE; BUSINESS DESCRIPTION: FAMILY CORPORATION; NOT INVESTMENT RELATED; START DATE: 01/01/1976; CAPACITY: OFFICER, BOARD OF DIRECTORS; DUTIES: ALL MANAGEMENT RESPONSIBILITIES; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CORALVILLE PUBLIC LIBRARY FOUNDATION; ADDRESS: 1401 5TH ST CORALVILLE, IA 52241; BUSINESS DESCRIPTION: FOUNDATION; NOT INVESTMENT RELATED; START DATE: 01/01/2007; CAPACITY: BOARD OF DIRECTORS; DUTIES: OVERSEE FUNDRAISING AND DISBURSEMENT OF FUNDS TO VARIOUS LIBRARY PROJECTS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25 (3) Name of Entity - CORALVILLE PUBLIC LIBRARY Address - 1401 5TH ST CORALVILLE, IA 52241 Business Description - PUBLIC LIBRARY Business is not investment related Projected Start Date: 08/15/2019 Capacity: Board of Directors * Duties Performed: OVERSIGHT OF THE LIBRARY Hours Devoted to this OBA per Month: 02-Jan Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-25 |
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