Russell J Carpentieri

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1984 → 12/2019
  Guardian Life Ins Co
  New York, NY
• 05/1999 → 12/2019
  Park Avenue Securities Llc
  New York, NY
• 12/2019 → 02/2021
  Guardian Life Insurance Company
  Rye Brook, NY
• 12/2019 → 02/2021
  Park Avenue Securities
  Rye Brook, NY
• 02/2021 → 06/2024
  Guardian Life Insurance
  Juno Beach, FL
• 02/2021 → 06/2024
  Park Avenue Securities
  Juno Beach, FL
• 06/2024 → Present
  Guardian Life Insurance Company
  North Palm Beach, FL
• 06/2024 → Present
  Park Avenue Securities
  North Palm Beach, FL

Other Businesses

1. Insurance Products-I market/sell insurance products other than those offered through Guardian and its subsidiaries, Start: 07/25/2001, Address: 800 Westchester Ave Suite N409 Rye Brook NY 10573, 240 bus hrs per month , Investment related, 2. Opus Asset Assurance-P&C Company, Start: 07/20/2004, Address: 800 Westchester Ave Suite N409 Rye Brook NY 10573, 10 bus hrs per month, Investment related, 3. Opus Private Client, LLC-DBA, Opus Private Client, which will be used to market all products, Start: 01/16/2018, Address: 800 Westchester Ave Suite N409 Rye Brook NY 10573, Hrs per month - tot/bus: 240/160, Investment related, 4) The National Football Foundation-board member, Start: 02/01/2019, Address: 433 LosCalina Blvd Irving TX 75039, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 5. Faze2Consulting-FL licensed entity that outside business (non Guardian) is paid to, Start: 01/01/2021, Address: 500 Ocean Drive Juno Beach FL 33408, 20 total hours per month, 20 during securities trading hours, Not investment related, More than 10% annual compensation, 6) THE GREG A BERGER EXEMPT INSURANCE TRUST DATED DECEMBER 10, 2012-trustee, Start: 08/25/2022, Address: 5 Hampton Road, Purchase NY 10577, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 7) Trustee on the Michael A Perry Trust, Start: 1/13/21, Address: 800 Westchester Ave., Ste. N409, Rye Brook, NY 10573, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 8) Trustee of the JJH Insurance Trust dtd Nov 2009, Start Date: 1/1/22, Address: 1093 Lake Avenue Greenwich CT 06831, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 9) Ghost Spirits LLC-20% owner, Start Date: 08/01/2022, Address: 12155 US 1North Palm Beach FL 33408, 1 total hour per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation,

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-12-06

Other Names

• Russell James Carpentieri