Dennis B Lacey

Pnc Wealth Management LLC

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Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2014-08-14

NJ RA
APPROVED

Since 2014-08-14

Branch Locations

422 Old Hook Road, Emerson, NJ 07630 • United States

49 Ver Valen Street, Closter, NJ 07624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments Llc	Pittsburgh	PA	07/2014	Present

07/2014 → Present

Pnc Investments Llc

Pittsburgh, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-13
S63	Uniform Securities Agent State Law Examination	2013-08-13

S66 Uniform Combined State Law Examination

2014-08-13
S63 Uniform Securities Agent State Law Examination

2013-08-13

Other Names

Dennis Blaine Lacey

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC

MODERA WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

J.P. MORGAN SECURITIES LLC

ALLSTATE FINANCIAL ADVISORS, LLC

WORLD INVESTMENT ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

PHILLIP SHETSEN

JOSE MANUEL MENDES

THOMAS JOHN DALTON

WILLIAM EMERSON HOUCK

ATHANASIOS KOLEFAS

HARLI LYNN PALME

LESLIE ANN YOUNG

Other Offices

LPL ENTERPRISE, LLC · EMERSON, NJ

MODERA WEALTH MANAGEMENT, LLC · WESTWOOD, NJ

EDWARD JONES · WESTWOOD, NJ

AMERIPRISE FINANCIAL SERVICES, LLC · Westwood, NJ

J.P. MORGAN SECURITIES LLC · WESTWOOD, NJ

ALLSTATE FINANCIAL ADVISORS, LLC · WESTWOOD, NJ

WORLD INVESTMENT ADVISORS, LLC · CLOSTERS, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILLSDALE, NJ

More in Emerson, NJ

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