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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

12 Lincoln Blvd Suite 102, Emerson, NJ 07630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Hoboken NJ 04/2011 Present
Pruco Securities, Llc. Hoboken NJ 04/2011 11/2024
Lpl Enterprise, Llc Emerson NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 12/26/2024- PS RE Ventures LLC- PS RE Ventures is a holding entity which comprises all underlying real estate investment holdings (ownership interest in LLCs, partnerships, etc.)- Business Entity for Tax/Investment Purposes Only- Not INV Related- Emerson, NJ- Start Date 01/01/2023- 0hrs/mth- 0hrs during trading 2) 12/26/2024- Bona Vita Benefits Group LLC- Bona Vita Benefits Group is my DBA in which I operate an advisory practice focused on providing consultative process and solutions for individuals and business owners- DBA for LPL Business (entity for LPL business)- INV Related- Emerson, NJ- Start Date 01/01/2014- 200hrs/mth- 160hrs during trading 3) 12/26/2024- PS 6 Ave B LLC- This entity owns a limited partnership interest in a real estate building in NYC- Business Entity for Tax/Investment Purposes Only- Not INV related- Emerson, NJ- Start Date 01/01/2023- 0hrs/mth- 0hrs during trading 4) CRG-Orangeast LLC- This is an investment I own which holds a limited partnership interest in a real estate building in NYC- Business Entity for Tax/Investment Purposes Only- Not INV Related- Emerson, NJ- Start Date 08/01/2023- 0hrs/mth- 0hrs during trading 5) 04/07/2026-Bona Vita Financial Services LLC-Owner-Business Entity For Tax/Investment Purposes Only-Inv related-At Emerson, NJ-Start date 04/01/2026-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-05-31
S65 Uniform Investment Adviser Law Examination 2012-03-06
  • S63 Uniform Securities Agent State Law Examination
    2012-05-31
  • S65 Uniform Investment Adviser Law Examination
    2012-03-06

View on SEC IAPD

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