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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
12 Lincoln Blvd Suite 102, Emerson, NJ 07630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Hoboken | NJ | 01/2017 | 12/2018 |
| Daydream Toy Llc | Hoboken | NJ | 01/2000 | 12/2016 |
| Tapfin/Ey | Secaucus | NJ | 04/2020 | 11/2022 |
| Haas Wealth Strategies Llc | Hoboken | NJ | 01/2019 | 04/2020 |
| Pruco Securities Llc | New York | NY | 09/2022 | 11/2024 |
| The Prudential Insurance Company Of America | New York | NY | 12/2022 | Present |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 02/06/2025- Gen-Relational Wealth- Radio/ TV/ Podcast- website www.genrelationalwealth.com that will host my podcast where I will discuss retirement planning.- not inv. related- at Emerson, NJ- start date 01/20/2025- 6hrs/mnth-6hrs during trading 2) 12/16/2024- Bona Vita Benefits Group LLC- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 06/17/2024- 0hrs/mnth-0hrs during trading 3) 12/27/2024- Haas Wealth Strategies- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 12/23/2024- 10hrs/mnth-10hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-14 |
| S65 | Uniform Investment Adviser Law Examination | 2018-12-06 |
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