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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

12 Lincoln Blvd Suite 102, Emerson, NJ 07630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Hoboken NJ 01/2017 12/2018
Daydream Toy Llc Hoboken NJ 01/2000 12/2016
Tapfin/Ey Secaucus NJ 04/2020 11/2022
Haas Wealth Strategies Llc Hoboken NJ 01/2019 04/2020
Pruco Securities Llc New York NY 09/2022 11/2024
The Prudential Insurance Company Of America New York NY 12/2022 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 01/2017 → 12/2018
    Self Employed
    Hoboken, NJ
  • 01/2000 → 12/2016
    Daydream Toy Llc
    Hoboken, NJ
  • 04/2020 → 11/2022
    Tapfin/Ey
    Secaucus, NJ
  • 01/2019 → 04/2020
    Haas Wealth Strategies Llc
    Hoboken, NJ
  • 09/2022 → 11/2024
    New York, NY
  • 12/2022 → Present
    The Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

1) 02/06/2025- Gen-Relational Wealth- Radio/ TV/ Podcast- website www.genrelationalwealth.com that will host my podcast where I will discuss retirement planning.- not inv. related- at Emerson, NJ- start date 01/20/2025- 6hrs/mnth-6hrs during trading 2) 12/16/2024- Bona Vita Benefits Group LLC- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 06/17/2024- 0hrs/mnth-0hrs during trading 3) 12/27/2024- Haas Wealth Strategies- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 12/23/2024- 10hrs/mnth-10hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-14
S65 Uniform Investment Adviser Law Examination 2018-12-06
  • S63 Uniform Securities Agent State Law Examination
    2022-12-14
  • S65 Uniform Investment Adviser Law Examination
    2018-12-06
Designations

View on SEC IAPD

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