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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-01-02
  • GA RA
    APPROVED
    Since 2009-01-02

Branch Locations

119 Maple Street Suite 314, Carrollton, GA 30117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Carrollton GA 08/2006 Present
Raymond James Financial Services Advisors, Inc Carrollton GA 01/2009 Present
Henry Miller Llc Carrollton GA 01/2016 Present
Partners Financial Group Carrollton GA 01/2019 Present
  • 08/2006 → Present
    Raymond James Financial Services, Inc.
    Carrollton, GA
  • 01/2009 → Present
    Carrollton, GA
  • 01/2016 → Present
    Henry Miller Llc
    Carrollton, GA
  • 01/2019 → Present
    Partners Financial Group
    Carrollton, GA
Other Businesses

(1)Name of Business: Henry Miller LLC Address: 119 Maple St Ste 314, Carrollton, GA, 30117, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: co-owner (2)Name of Business: Partners Financial Group Address: 119 Maple St Ste 314, Carrollton, GA, 30117, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: partner/owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-03
S63 Uniform Securities Agent State Law Examination 1993-06-01
  • S65 Uniform Investment Adviser Law Examination
    2006-10-03
  • S63 Uniform Securities Agent State Law Examination
    1993-06-01

View on SEC IAPD

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