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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-09 |
| GA | RA | APPROVED | 2026-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 03/2025 | 11/2025 |
| Georgia Gwinnett College | Lawrenceville | GA | 08/2022 | 08/2024 |
| Gordon State College | Barnesville | GA | 08/2019 | 05/2022 |
| Mwa Financial Services, Inc. | Rock Island | IL | 05/2025 | 11/2025 |
| Self-Employed | Carrollton | GA | 08/2020 | Present |
| Alexander High School | Douglasville | GA | 05/2015 | 08/2017 |
| Bremen High School | Bremen | GA | 08/2017 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carrollton | GA | 01/2026 | Present |
| Bank Of America, N.A. | Carrollton | GA | 03/2026 | Present |
I*: 3653266Entity Type: For ProfitName of the other business: P. Baseball Development LLCInvestment-related: NoAddress: Villa Rica, GA Title, or relationship with the other business: OwnerStart date of your relationship" Business starts 03/2026, operations began 12/01/2020Approximate number of hours/month you devote to the other business: 10 hrs wklyNumber of hours you devote to the other business during securities trading hours: 10 hrs wklyBriefly describe your duties relating to the other business: Youth athletic development.Train and coach athletes/teams, manage books, create and retain relationships with athletes and other clients. I*3841265, Entity Type: Entity Charitable, Name of OBA: NXT-GEN Athletics, Address: Villa Rica, Georgia, 30180, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Fundraise through business donations to help give athletes access to baseball. Non profit started to support underprivileged youth baseball players.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-27 |
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