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Inactive

Scott Richard Jones

Isectors, LLC

Appleton, WI

Sumnicht & Associates, LLC

Appleton, WI

Lake Forest, CA

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Current Employers
Isectors, Llc

5485 W Grande Market Drive Suite D, Appleton, WI 54913 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2012-04-24
CA RA APPROVED 2010-01-13
  • WI RA
    APPROVED
    Since 2012-04-24
  • CA RA
    APPROVED
    Since 2010-01-13

Branch Locations

5485 W Grande Market Drive Suite D, Appleton, WI 54913 • United States

Sumnicht & Associates, Llc

5485 W Grande Market Drive Suite D, Appleton, WI 54913 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2012-04-23
CA RA APPROVED 2007-07-31
  • WI RA
    APPROVED
    Since 2012-04-23
  • CA RA
    APPROVED
    Since 2007-07-31

Branch Locations

5485 W Grande Market Drive Suite D, Appleton, WI 54913 • United States

Lake Forest, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sumnich & Associates, Llc Irvine CA 09/2007 Present
Berry Network, Inc. Tustin/Irvine CA 10/1989 Present
  • 09/2007 → Present
    Sumnich & Associates, Llc
    Irvine, CA
  • 10/1989 → Present
    Berry Network, Inc.
    Tustin/Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-30
  • S65 Uniform Investment Adviser Law Examination
    2007-07-30

View on SEC IAPD

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