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Jonathan G Norris

Wells Fargo Clearing Services, LLC

Saint Louis, MO

Minneapolis, MN

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-12-09
MN RA APPROVED 2021-09-17
  • MO RA
    APPROVED
    Since 2024-12-09
  • MN RA
    APPROVED
    Since 2021-09-17

Branch Locations

Saint Louis, MO • United States

550 S 4Th Street, Minneapolis, MN 55415 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Securities, Llc Arden Hills MN 10/2013 08/2021
Wells Fargo Clearing Services Minneapolis MN 08/2021 Present
  • 10/2013 → 08/2021
    Gradient Securities, Llc
    Arden Hills, MN
  • 08/2021 → Present
    Wells Fargo Clearing Services
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-29
S63 Uniform Securities Agent State Law Examination 2000-03-21
  • S66 Uniform Combined State Law Examination
    2010-10-29
  • S63 Uniform Securities Agent State Law Examination
    2000-03-21
Other Names
  • Jon Norris
  • Jon G Norris

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO
CLARIS ADVISORS, LLC · ST. LOUIS, MO
MORGAN STANLEY · St. Louis, MO
M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO
UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
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