Michael James Allen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Aig American General Life Insurance Company
  Columbus Grove, OH
• 01/2009 → Present
  Sagepoint Financial, Inc
  Columbus Grove, OH
• 09/2023 → Present
  Osaic Wealth, Inc.
  Columbus Grove, OH

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Columbus Grove, OH
• 2006-09-05 → 2008-10-31
  American General Securities Incorporated
  Columbus Grove, OH

Other Businesses

1. INVESTMENT ADVISORY SERVICES;CORP RIA;YES; STRATEGIC FINANCIAL RESOURCES; 211 W SYCAMORE ST COLUMBUS GROVE, OH 45830; AGENT; 6/1983; 100%;100%; 2.STATEGIC FINANCIAL RESOURCES,LLC,INSURANCE, NOT INVESTMENT RELATED,211 W. SYCAMORE STREET COLUMBUS GROVE, OH 45830,OWNER, STARTED THIS ACTIVITY: JUNE, 1983, 10 HOURS/MONTH,1 DURING SECURITIES TRADING HOURS,LIFE INSURANCE (VARIABLE ANNUITIES AND FIXED) LIFE FOR MY EXISTING CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-17
• S63 Uniform Securities Agent State Law Examination
  1998-12-01