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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-07 |
| OH | RA | APPROVED | 2007-03-30 |
Branch Locations
107 N. High Street, Columbus Grove, OH 45830 • United States
1265 Fostoria Avenue, Suite A, Findlay, OH 45840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 05/1990 | Present |
| Mml Investors Services | Maumee | OH | 07/1990 | Present |
(1) NAME:THOMAS J WAGNER, INV REL:Y, ADDR: 1265 FOSTORIA AVE SUITE A FINDLAY OH 45840, NATURE:LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:SALES, AGENT START: 1990, NO HR/MO: 5 NO HR/MO DUR TRADING: 5 DESCRIBE DUTIES: INSURANCE BROKERAGE WITH OUTSIDE COMPANIES (2)NAME: TJW VENTURES LLC AND M3S LLC, INV REL:Y ADDR: 1265 FOSTORIA AVE SUITE A FINDLAY OH 45840, NATURE:RENTAL PROPERTY, POSITION:OWNER, START:1999, NO HR/MO: 2 NO HR/MO DUR TRADING: 2 (3) NAME: UNIVERSITY OF FINDLAY BUSINESS AFFILIATES INV REL: N ADD: 1000 N. MAIN ST., FINDLAY OH 45840 NATURE: BOARD OF BUSINESS OWNER RAISING AWARENESS FOR SCHOLARSHIP OF WORTHY STUDENTS POSITION: BOARD MEMBER START DATE: 01/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: ATTEND MEETINGS, PICK SCHOLARSHIP CANDIDATES AND HELP SOLICIT PEOPLE TO DONATE TO UNIVERSITY OF FINDLAY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-01 |
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