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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-01
  • OH RA
    APPROVED
    Since 2023-09-01

Branch Locations

211 W Sycamore Street, Columbus Grove, OH 45830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbus Grove Local Schools Colubus Grove OH 08/1999 01/2017
Aig American General Life Insurance Company Columbus Grove OH 10/2002 Present
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Columbus Grove OH 09/2023 Present
  • 08/1999 → 01/2017
    Columbus Grove Local Schools
    Colubus Grove, OH
  • 10/2002 → Present
    Aig American General Life Insurance Company
    Columbus Grove, OH
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → Present
    Columbus Grove, OH
Previous Registrations
  • 2008-10-31 → 2023-09-01
    Osaic Services, Inc.
    Columbus Grove, OH
  • 2007-07-26 → 2008-10-31
    American General Securities Incorporated
    Houston, TX
    Columbus Grove, OH
    Columbus Grove, OH
Other Businesses

STRATEGIC FINANCIAL RESOURCES POSITION: Owner - NATURE: Sole Proprietorship with a DBA - Strategic Financial Resources INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/1997 ADDRESS: 211 W. Sycamore Street, Columbus Grove, Oh 45830, Columbus Grove OH 45830, United States DESCRIPTION: Financial Planning which will include life insurance and securities vehicles. THE CORN CITY STATE BANK POSITION: On the board of directors NATURE: S-corporation, small town bank, only (1 main office) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2024 ADDRESS: 201 W. MAIN ST., DESHLER OH 43516, United States DESCRIPTION: I sit on the board of directors of the bank. The directors oversee the bank policies, and procedures to be followed per federal regulations.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-10-13
S65 Uniform Investment Adviser Law Examination 2007-07-20
  • S63 Uniform Securities Agent State Law Examination
    2012-10-13
  • S65 Uniform Investment Adviser Law Examination
    2007-07-20
Designations

View on SEC IAPD

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