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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-01 |
Branch Locations
211 W Sycamore Street, Columbus Grove, OH 45830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbus Grove Local Schools | Colubus Grove | OH | 08/1999 | 01/2017 |
| Aig American General Life Insurance Company | Columbus Grove | OH | 10/2002 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Columbus Grove | OH | 09/2023 | Present |
STRATEGIC FINANCIAL RESOURCES POSITION: Owner - NATURE: Sole Proprietorship with a DBA - Strategic Financial Resources INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/1997 ADDRESS: 211 W. Sycamore Street, Columbus Grove, Oh 45830, Columbus Grove OH 45830, United States DESCRIPTION: Financial Planning which will include life insurance and securities vehicles. THE CORN CITY STATE BANK POSITION: On the board of directors NATURE: S-corporation, small town bank, only (1 main office) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2024 ADDRESS: 201 W. MAIN ST., DESHLER OH 43516, United States DESCRIPTION: I sit on the board of directors of the bank. The directors oversee the bank policies, and procedures to be followed per federal regulations.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-10-13 |
| S65 | Uniform Investment Adviser Law Examination | 2007-07-20 |
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