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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-07
OH RA APPROVED 2010-05-12
  • TX RA
    APPROVED_RES
    Since 2017-08-07
  • OH RA
    APPROVED
    Since 2010-05-12

Branch Locations

107 N. High Street, Columbus Grove, OH 45830 • United States

41 S. High Street, Larue, OH 43332 • United States

218 Depot Street, Wauseon, OH 43567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Springfield MA 03/1997 Present
Mml Investors Services, Inc. Columbus Grove OH 04/1997 Present
  • 03/1997 → Present
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 04/1997 → Present
    Mml Investors Services, Inc.
    Columbus Grove, OH
Other Businesses

NAME: PHILP MASON-BROKER INV REL: YES ADDRESS: 107 N HIGH ST COLUMBUS GROVE OH 45830 NATURE: BROKERAGE OF INS W/ VAROIUS CARRIERS POSITION: BROKER START: 1997 NO.HRS/MO: VARIES NO.HRS/MO DURING TADING: VARIES DUTIES: SALES & SERVICES OF INS PRODUCTS FOR VARIOUS CARRIERS. NAME:PHILIP MASON, OFFICE BUILDING MANAGEMENT, INV REL:Y, ADDR:107 N HIGH ST, SUITE B, COLUMBUS OH 45830, NATURE:OFFICE BUILDING MANAGEMENT, POSITION:OWNER, START:07/01/2010, NO HR/MO:VARIES NO HR/MO DUR TRADING:VARIES, DUTIES:MANAGE OFFICE BUILDING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Other Names
  • Phil Mason

View on SEC IAPD

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