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Anthony Marlette Jr.

Brookside Financial Advisors, LLC

Parma, OH

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Current Employers
Brookside Financial Advisors, Llc

10150 W. Sprague Road, Parma, OH 44130 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-06-17
  • OH RA
    APPROVED
    Since 2021-06-17

Branch Locations

10150 W. Sprague Road, Parma, OH 44130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 10/2014 11/2018
The Huntington Investment Company Bay Village OH 12/2018 06/2021
Huntington Financial Advisors Bay Village OH 12/2018 06/2021
Brookside Financial Advisors, Llc Parma OH 06/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-27
  • S66 Uniform Combined State Law Examination
    2011-04-27
Other Names
  • Anthony Marlette
  • Anthony Louis Marlette
  • Anthony Louis Marlette
  • Anthony Louis Marlette
  • Anthony Marlette
  • Anthony Marlette

View on SEC IAPD

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INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
LINCOLN INVESTMENT · PARMA, OH
KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH

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