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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-06-09 |
| KS | RA | APPROVED | 2007-10-18 |
Branch Locations
1011 Poyntz Ave., Manhattan, KS 66503 • United States
1011 Poyntz Avenue, Manhattan, KS 66502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keating & Associates | Manhattan | KS | 05/1975 | 07/2025 |
| Raymond James Financial Services, Inc. | Manhattan | KS | 01/1999 | 07/2025 |
| Keating Financial Advisory Services, Inc. | Manhattan | KS | 01/2007 | Present |
| Legacy Trailers | Chanute | KS | 01/2007 | 12/2017 |
| Raymond James Financial Services Advisors, Inc | Manhatten | KS | 01/2009 | 07/2025 |
| Aaa Management | Manhattan | KS | 01/2010 | 11/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2025 | Present |
1) Keating Financial Advisory Services; Yes; At Registered Location; RIA; Chairman; 01/2007; 160; 130; 100% owner, day to day operations are delegated to leadership team. 2) Fixed Insurance; No; At Registered Location; Fixed/Traditional Insurance; Agent; 01/2018; 10; 10; Sales of fixed/traditional insurance products. 3) Environmental Manufacturing, Inc; No; 8887 Green Valley Dr Manhattan, KS 66502; Other; Owner; 10/2018; 2; 2; As a major stockholder, I meet with management monthly and offer whatever assistance I can. 4) Daniel Keating Foundation; No; 3402 Vanesta Circle Manhattan, KS 66503; Board of Directors; Board Member; 09/2022; 2; 1; I attend monthly board meetings. I also assist sponsorship committee. 5) AAA Management; No; 1011 Poyntz Ave Manhattan, KS 66502; Agriculture/Farm equipment entity; CEO; 01/2010; 2; 2; oversee books and develop business plan. 6) Danker Roofing; No; 8521 US-24 Manhattan, KS 66502; Roofing; Secretary; 01/2005; 2; 1; Strategic planning. 7) K Holding, Inc; No; 1011 Poyntz Ave, Manhattan, KS 66502; For-profit, Private; Officer-CEO; 10/2018; 2; 2; I oversee the real estate that K Holding owns. 8) Keating & Associates; No; At Registered Location; Agent; 01/1975; 4; 4; review and recommend appropriate insurance products based on client's financial plan and goals. 9) Keating Farms; No; Wheaton, KS 66551; For-profit, Private; Agriculture/Farming; Sole Proprietor; 01/1975; 2; 2; I own the farmland and buildings. 10) Sunset Land; No; 1011 Poyntz Ave Manhattan, KS 66502; For-profit, Private, Agriculture/Farming; S Corp Owner; 06/2018; 2; 2; This company was set up for the purpose to have an entity that would only own land to be used in our farm operation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-26 |
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