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Augusto A Gomez

Wells Fargo Clearing Services, LLC

New York, NY

CRD 2333678

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-13
NY RA APPROVED 2023-02-16
NC RA APPROVED 2022-04-01
  • TX RA
    APPROVED_RES
    Since 2026-07-13
  • NY RA
    APPROVED
    Since 2023-02-16
  • NC RA
    APPROVED
    Since 2022-04-01

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Group New York NY 04/2012 02/2021
Wells Fargo Clearing Services, Llc Charlotte NC 02/2021 Present
Other Businesses

JOBS INSTALLATION, NOT INVT RELATED, AMITYVILLE, NY, LABORER, START DATE 2/3/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, MOVING SCHOOL FURNITURE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
S63 Uniform Securities Agent State Law Examination 1994-10-14
  • S66 Uniform Combined State Law Examination
    2022-04-01
  • S63 Uniform Securities Agent State Law Examination
    1994-10-14
Other Names
  • Augusto A Gomez
  • Augusto A Gomez

View on SEC IAPD

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