Debra Sue Harkins

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 12/2020
  Capstone Capital Group
  Henderson, NV
• 03/2017 → 05/2017
  H&H Retirement Design & Management
  Summerlin, NV
• 06/2017 → 12/2017
  Safe Money Advisors
  Las Vegas, NV
• 09/2016 → 03/2017
  Unemployed
  Las Vegas, NV
• 05/2021 → Present
  Rbc Capital Markets, Llc
  Las Vegas, NV
• 01/2021 → 05/2021
  Unemployed
  Las Vegas, NV

Previous Registrations

• 2018-02-12 → 2021-01-26
  Capstone Capital Wealth Advisors
  Henderson, NV
• 2010-12-06 → 2016-03-10
  Td Ameritrade, Inc.
  Fort Worth, TX
  Fort Worth, TX
  Westlake, TX
  Draper, UT
  Westlake, TX
  Fort Worth, TX
  Draper, UT
• 2010-12-06 → 2016-03-10
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-06-13
• S66 Uniform Combined State Law Examination
  2010-11-28

Other Names

• Debra Sue Chadrow
• Debra Sue Freeman
• Debra Sue Harkins
• Debbie Harkins
• Debbie Freeman
• Debbie Chadrow