Best Investors Account Sign in

Debra Sue Harkins

Rbc Capital Markets, LLC

Las Vegas, NV

Las Vegas, NV

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-09
VI RA APPROVED 2023-01-09
NV RA APPROVED 2022-01-28
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • VI RA
    APPROVED
    Since 2023-01-09
  • NV RA
    APPROVED
    Since 2022-01-28

Branch Locations

10801 W. Charleston Blvd. Suite 650, Las Vegas, NV 89135 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capstone Capital Group Henderson NV 12/2017 12/2020
H&H Retirement Design & Management Summerlin NV 03/2017 05/2017
Safe Money Advisors Las Vegas NV 06/2017 12/2017
Unemployed Las Vegas NV 09/2016 03/2017
Rbc Capital Markets, Llc Las Vegas NV 05/2021 Present
Unemployed Las Vegas NV 01/2021 05/2021
  • 12/2017 → 12/2020
    Capstone Capital Group
    Henderson, NV
  • 03/2017 → 05/2017
    H&H Retirement Design & Management
    Summerlin, NV
  • 06/2017 → 12/2017
    Safe Money Advisors
    Las Vegas, NV
  • 09/2016 → 03/2017
    Unemployed
    Las Vegas, NV
  • 05/2021 → Present
    Rbc Capital Markets, Llc
    Las Vegas, NV
  • 01/2021 → 05/2021
    Unemployed
    Las Vegas, NV
Previous Registrations
  • 2018-02-12 → 2021-01-26
    Capstone Capital Wealth Advisors
    Henderson, NV
  • 2010-12-06 → 2016-03-10
    Td Ameritrade, Inc.
    Fort Worth, TX
    Fort Worth, TX
    Westlake, TX
    Draper, UT
    Westlake, TX
    Fort Worth, TX
    Draper, UT
  • 2010-12-06 → 2016-03-10
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-06-13
S66 Uniform Combined State Law Examination 2010-11-28
  • S63 Uniform Securities Agent State Law Examination
    2022-06-13
  • S66 Uniform Combined State Law Examination
    2010-11-28
Other Names
  • Debra Sue Chadrow
  • Debra Sue Freeman
  • Debra Sue Harkins
  • Debbie Harkins
  • Debbie Freeman
  • Debbie Chadrow

View on SEC IAPD

Other Firms

YH&C INVESTMENTS INC.
MM MACHINE, LLC
QUANTIFIX CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AI AGENT CAPITAL, LLC
BETTER CAPITAL MANAGEMENT LLC
U.S. BANCORP ADVISORS, LLC
ROSTEN CAPITAL INVESTMENTS LLC

Other Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun
Javier Magana Benitez
Shane Lee Rogers
CLIFTON M YASUTOMI
Nicholas Paul Abbott
MICHAEL J COOK

Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

More in Las Vegas, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor