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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-31 |
| FL | RA | APPROVED | 2022-01-05 |
| ME | RA | APPROVED | 2004-07-27 |
Branch Locations
50 Portland Rd Ste 2, Kennebunk, ME 04043 • United States
Jupiter, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Kennebunk | ME | 07/2004 | Present |
1. 10/25/2017 - Kennebunk Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/31/2017 - 160 Hours Per Month During Securities Trading. 2. 11/10/2017 - John Gurski, LLC - Not Investment Related - 50 Portland Rd Suite 2 Kennebunk ME 04043 - Business Entity For Tax/Investment Purposes Only - Start Date 07/28/2017 - 1 Hours Per Month / 1 Hours During Trading - John Gurski, LLC is tax entity for my LLC. Business Entity For Tax/Investment Purposes Only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-28 |
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