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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2010-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kennebunk | ME | 03/2010 | Present |
(1) 11/4/2016: Timothy Urban - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start 12/01/2016 - 2 Hours Per Month/0 Hours During Securities Trading. (2) 08/23/2024 - Urban Holdings, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 08/26/2024 - 3 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-17 |
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