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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2011-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kennebunk | ME | 06/2009 | Present |
1. 10/26/2017 - No Business Name - Not Investment Related - Various Locations - Other - Sports Activity - Start Date 10/25/2017 - 8 Hours Per Month/0 Hours During Securities Trading - I play disc golf tournaments as a hobby. 2. 3/31/2021 - Grenier Beach House LLC - Investment Related - Home Based & Saco, ME. 04072 - Real Estate Rental - Started 04/05/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Family beach house. 3. 01/31/2026 - Notary - Investment Related - At Reported Business Location(s) - Start Date 12/19/2025 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-20 |
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